Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLARION PARTNERS EUROPE (U.K.) LIMITED
FRN 923675
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2022)
- SMF16 Compliance Oversight (since 3 Nov 2022)
- SMF3 Executive Director (since 3 Nov 2022)
- [FCA CF] Client dealing (since 9 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Mar 2021 to 10 Mar 2021)
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- CF30 Customer (15 Feb 2019 to 30 Nov 2020)
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- Employed By (15 Feb 2019 to 30 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.