Blair McCubbin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMG Financial Management Limited

    FRN 417734

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 12 Feb 2024)
    • SMF16 Compliance Oversight (since 15 Nov 2023)
    • Responsible for Insurance Distribution (since 15 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2023)
    • SMF3 Executive Director (since 23 Feb 2023)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.