Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Client dealing (since 1 Apr 2023)
- [FCA CF] Manager of certification employee (since 1 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
- CF4 Partner (5 Apr 2016 to 1 Nov 2019)
- CF30 Customer (6 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Aug 2013)
- CF21 Investment Adviser (21 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.