Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TDR Capital LLP
FRN 216708
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2025)
- SMF1 Chief Executive (9 Dec 2019 to 19 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Aug 2023)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (21 Jun 2006 to 31 Mar 2009)
- CF11 Money Laundering Reporting (21 Jun 2006 to 8 Dec 2019)
- CF13 Finance (21 Jun 2006 to 31 Oct 2007)
- CF3 Chief Executive (21 Jun 2006 to 8 Dec 2019)
- CF4 Partner (21 Jun 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Jun 2006 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.