Blaine Hamilton Mooney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (16 Apr 2018 to 6 Sep 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (7 Sep 2010 to 8 Feb 2013)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 30 Jun 2002)
    • CF26 Customer Trading (5 Mar 2002 to 18 Mar 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 30 Jun 2002)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.