Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 20 Jul 2023)
- [FCA CF] Client dealing (23 Nov 2016 to 27 Apr 2023)
- [FCA CF] Material risk taker (7 Oct 2016 to 21 Jul 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 20 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.