Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Nov 2024)
    • [FCA CF] Significant management (since 6 Nov 2024)
    • [FCA CF] Client dealing (since 6 Nov 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (16 Mar 2021 to 1 Jul 2024)
    • [FCA CF] Significant management (5 Mar 2019 to 27 Feb 2020)
    • [FCA CF] Client dealing (23 Feb 2017 to 1 Jul 2024)
    • [FCA CF] Material risk taker (23 Feb 2017 to 1 Jul 2024)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • CF30 Customer (21 Dec 2007 to 30 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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