Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BSB Financial Services Limited
FRN 746971
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 1 Nov 2016)
- CF1 Director (1 Nov 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
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- CF4 Partner (AR) (26 Jan 2009 to 18 Sep 2014)
- CF30 Customer (1 Nov 2007 to 7 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (4)Employed By (6 Mar 2002 to 18 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (4)Employed By at Leam Financial Services