Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Nov 2016)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (26 Jan 2009 to 18 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 7 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Leam Financial Services (no longer approved here)

    FRN 191201

    • (4)Employed By (6 Mar 2002 to 18 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at Leam Financial Services