Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (15 Nov 2016 to 1 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • Adelphi Capital LLP (no longer approved here)

    FRN 401436

    • CF27 Investment Management (4 Apr 2005 to 23 Feb 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Sep 2003 to 4 Mar 2005)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.