Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Global Investments Limited
FRN 191916
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (8 Sep 2015 to 8 Dec 2019)
- CF10a CASS Oversight function (11 Sep 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Mar 2014 to 13 Mar 2019)
- CF28 Systems and controls (19 Jul 2011 to 27 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.