Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 15 Feb 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Feb 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (27 May 2002 to 25 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.