Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Mar 2013)
    • CF1 Director (AR) (since 10 Dec 2008)
    • CF30 Customer (10 Dec 2008 to 31 Dec 2012)
    • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
    • CF1 Director (AR) (1 Aug 2007 to 25 Nov 2008)
    • CF22 Investment Adviser (Trainee) (10 Jan 2007 to 11 Sep 2007)
    • CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
    • Employed By (since 2 May 2017)
    • CF1 Director (AR) (since 10 Dec 2008)
    • CF1 Director (AR) (1 Aug 2007 to 25 Nov 2008)
    • CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
  • Manor Financial Solutions Ltd (no longer approved here)

    FRN 182727

    • (4)Employed By (10 Dec 2008 to 2 May 2017)
  • Mills, Osborn, Meares Partnership Ltd (no longer approved here)

    FRN 211588

    • (5)Employed By (3 Sep 2008 to 25 Nov 2008)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (92)Employed By (3 Sep 2008 to 25 Nov 2008)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 18 Jan 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 18 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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