Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Mar 2013)
- CF1 Director (AR) (since 10 Dec 2008)
- CF30 Customer (10 Dec 2008 to 31 Dec 2012)
- CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
- CF1 Director (AR) (1 Aug 2007 to 25 Nov 2008)
- CF22 Investment Adviser (Trainee) (10 Jan 2007 to 11 Sep 2007)
- CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
-
Bexley Financial Solutions Ltd
FRN 486955
- Employed By (since 2 May 2017)
-
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 10 Dec 2008)
- CF1 Director (AR) (1 Aug 2007 to 25 Nov 2008)
- CF4 Partner (AR) (10 Jan 2007 to 1 Aug 2007)
-
- (4)Employed By (10 Dec 2008 to 2 May 2017)
-
- (5)Employed By (3 Sep 2008 to 25 Nov 2008)
-
- (92)Employed By (3 Sep 2008 to 25 Nov 2008)
-
- CF21 Investment Adviser (1 Jun 2005 to 18 Jan 2007)
- CF4 Partner (AR) (1 Jun 2005 to 18 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.