Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (7 Nov 2023 to 25 May 2025)
- [FCA CF] Material risk taker (7 Nov 2023 to 25 May 2025)
- [FCA CF] Manager of certification employee (7 Sep 2023 to 11 Jun 2024)
- [FCA CF] Client dealing (24 Jul 2023 to 25 May 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (7 Nov 2023 to 25 May 2025)
- [FCA CF] Material risk taker (7 Nov 2023 to 25 May 2025)
- [FCA CF] Manager of certification employee (7 Sep 2023 to 11 Jun 2024)
- [FCA CF] Client dealing (24 Jul 2023 to 25 May 2025)
-
- [FCA CF] Client dealing (21 Feb 2017 to 28 May 2023)
- CF30 Customer (1 Jul 2010 to 24 Jul 2015)
-
- [FCA CF] Client dealing (21 Feb 2017 to 28 May 2023)
- CF30 Customer (1 Jul 2010 to 24 Jul 2015)
-
- CF30 Customer (1 Oct 2009 to 19 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.