Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (7 Nov 2023 to 25 May 2025)
    • [FCA CF] Material risk taker (7 Nov 2023 to 25 May 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2023 to 11 Jun 2024)
    • [FCA CF] Client dealing (24 Jul 2023 to 25 May 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (7 Nov 2023 to 25 May 2025)
    • [FCA CF] Material risk taker (7 Nov 2023 to 25 May 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2023 to 11 Jun 2024)
    • [FCA CF] Client dealing (24 Jul 2023 to 25 May 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (21 Feb 2017 to 28 May 2023)
    • CF30 Customer (1 Jul 2010 to 24 Jul 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (21 Feb 2017 to 28 May 2023)
    • CF30 Customer (1 Jul 2010 to 24 Jul 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Oct 2009 to 19 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.