Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTL Mortgages Scotland Ltd
FRN 995610
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- Responsibility for MCD Intermediation (since 6 Oct 2023)
- Responsible for Insurance Distribution (since 6 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2023)
- [FCA CF] Client dealing (1 Oct 2023 to 2 Oct 2023)
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- [FCA CF] Functions requiring qualifications (14 Sep 2020 to 2 Oct 2023)
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- CF1 Director (AR) (15 Jun 2007 to 25 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.