Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
    • [PRA CF] Managing a material risk taker (since 24 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2024)
    • [FCA CF] Material risk taker (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 2 Aug 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Oct 2005 to 18 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.