Bilal Khaliq

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROOKMANS & BERKELEY WEALTH LTD.

    FRN 751572

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 14. Managing investments
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF1 Chief Executive (since 8 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Feb 2022)
    • SMF16 Compliance Oversight (since 8 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2021)
    • [FCA CF] Client dealing (since 6 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (6 Apr 2021 to 7 Apr 2021)
    • Director of firm who is not a certification employee or a SMF manager (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] Proprietary trader (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] Significant management (6 Apr 2021 to 7 Apr 2021)
    • [PRA CF] Key function holder (6 Apr 2021 to 7 Apr 2021)
    • [PRA CF] Managing a material risk taker (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] Algorithmic trading (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] Benchmark submission and administration (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] CASS oversight function (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] Manager of certification employee (6 Apr 2021 to 7 Apr 2021)
    • [FCA CF] Material risk taker (6 Apr 2021 to 7 Apr 2021)
    • Responsible for Insurance Mediation (14 Nov 2017 to 30 Sep 2018)
    • CF1 Director (14 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (30 Dec 2016 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (14 Apr 2008 to 21 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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