Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 9 Jan 2021)
- [FCA CF] Client dealing (17 Sep 2018 to 18 Jan 2019)
- [FCA CF] Manager of certification employee (4 Sep 2018 to 18 Jan 2019)
- CF30 Customer (26 Nov 2007 to 13 Aug 2010)
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- [FCA CF] Material risk taker (12 Jul 2016 to 12 Feb 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 31 May 2018)
- CF30 Customer (13 Sep 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.