Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 18 Jul 2022)
- [FCA CF] Client dealing (since 11 May 2022)
- [PRA CF] Managing a material risk taker (18 Oct 2022 to 15 Aug 2023)
- [FCA CF] Client dealing (27 Jul 2017 to 1 May 2020)
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- [FCA CF] Manager of certification employee (14 Nov 2022 to 9 Aug 2023)
- [PRA CF] Managing a material risk taker (18 Oct 2022 to 15 Aug 2023)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Apr 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Apr 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.