Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 18 Jun 2024)
- CF30 Customer (since 1 May 2024)
- CF30 Customer (15 Nov 2021 to 21 Mar 2022)
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Carter Thompson & Associates Limited
FRN 191174
- (7)Employed By (since 1 May 2024)
- (6)Employed By (15 Nov 2021 to 21 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Carter Thompson & Associates Limited
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controlled function added: (6)Employed By at Carter Thompson & Associates Limited
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controlled function added: (7)Employed By at Carter Thompson & Associates Limited