Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 1 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.