Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 24 Nov 2025)
- CF1 Director (AR) (since 14 Nov 2025)
- CF30 Customer (since 14 Nov 2025)
-
- CF1 Director (AR) (27 Jul 2020 to 18 Nov 2025)
- CF30 Customer (27 Jul 2020 to 18 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (27 Jul 2020 to 18 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.