Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Albert E Sharp LLP
FRN 488822
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (22 Feb 2012 to 6 Dec 2019)
- CF30 Customer (25 Feb 2010 to 8 Dec 2019)
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- CF30 Customer (28 Aug 2008 to 1 Feb 2010)
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- CF30 Customer (20 Dec 2007 to 11 Jul 2008)
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- CF26 Customer Trading (24 Jul 2006 to 15 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.