Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (22 Feb 2012 to 6 Dec 2019)
    • CF30 Customer (25 Feb 2010 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (28 Aug 2008 to 1 Feb 2010)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (20 Dec 2007 to 11 Jul 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF26 Customer Trading (24 Jul 2006 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.