Bhupinder Singh Bhandal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (22 Mar 2011 to 9 Mar 2012)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (22 Nov 2006 to 21 Sep 2007)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF21 Investment Adviser (14 Jan 2005 to 3 Nov 2006)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (2 Jul 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (19 Mar 2003 to 2 Jul 2004)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (2 Jul 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (19 Mar 2003 to 2 Jul 2004)
West Bromwich Building Society (no longer approved here)
FRN 104877
- CF22 Investment Adviser (Trainee) (18 Apr 2002 to 11 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.