Bhavin Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newton Investment Management Limited

    FRN 119331

    • [FCA CF] Material risk taker (since 19 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2011 to 8 Dec 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 18 Apr 2011)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (23 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2004 to 23 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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