Bhavin Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Dec 2021)
    • CF30 Customer (24 Jan 2014 to 8 Dec 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 5 Sep 2011)
    • CF21 Investment Adviser (22 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2002 to 22 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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