Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 4 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 25 Jul 2023)
- [FCA CF] Material risk taker (since 25 Jul 2023)
- [FCA CF] Client dealing (since 2 Nov 2022)
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- [FCA CF] Proprietary trader (24 Aug 2021 to 22 Jul 2022)
- [FCA CF] Client dealing (24 Aug 2021 to 22 Jul 2022)
- CF30 Customer (1 Jul 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.