Bharat Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 26 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jun 2025)
    • [FCA CF] Material risk taker (since 12 Jun 2025)
    • [FCA CF] Client dealing (since 28 Apr 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2023 to 17 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Sep 2022 to 17 Jan 2025)
    • [FCA CF] Client dealing (12 Nov 2018 to 17 Jan 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Jun 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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