Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Nov 2012 to 8 Dec 2019)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF21 Investment Adviser (22 Feb 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (13 Oct 2005 to 31 Mar 2009)
    • CF3 Chief Executive (27 Jul 2005 to 20 Dec 2010)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 22 Feb 2007)
    • CF1 Director (25 Mar 2003 to 4 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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