Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Manager of certification employee (1 Nov 2021 to 25 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 23 Oct 2006)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 23 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.