Beverley Riddell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Global Advice Group Ltd

    FRN 821203

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 3 Feb 2022)
    • Responsible for Insurance Distribution (since 3 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
    • [FCA CF] Client dealing (since 28 Sep 2020)
  • Forth Capital Advisers Limited (no longer approved here)

    FRN 811535

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2020)
    • CF11 Money Laundering Reporting (9 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (30 Apr 2019 to 8 Dec 2019)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • CF30 Customer (12 Feb 2017 to 18 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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