Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Wagg (no longer approved here)

    FRN 469129

    • (1)Employed By (5 Mar 2013 to 31 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Oct 2012 to 31 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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