Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Jan 2020)
- [FCA CF] Client dealing (since 9 Jan 2020)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2019)
- CF24 Pension Transfer Specialist (8 Jul 2004 to 31 Oct 2007)
- CF21 Investment Adviser (15 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 15 Jan 2004)
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- CF21 Investment Adviser (21 Sep 2002 to 5 Dec 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Sep 2002)
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- Employed By (25 Feb 2002 to 5 Dec 2002)
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- Employed By (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.