Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2025)
    • CF30 Customer (since 21 Feb 2025)
    • (16)Employed By (since 21 Feb 2025)
  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • [FCA CF] Manager of certification employee (29 Sep 2023 to 4 Feb 2025)
    • [FCA CF] Client dealing (18 Jan 2022 to 4 Feb 2025)
    • [FCA CF] Functions requiring qualifications (18 Jan 2022 to 4 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.