Bertrand Marchal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Algorithmic trading (since 28 Nov 2024)
    • [FCA CF] Manager of certification employee (since 5 Aug 2021)
    • [FCA CF] Client dealing (since 5 Aug 2021)
    • [FCA CF] Material risk taker (since 5 Aug 2021)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Algorithmic trading (since 28 Nov 2024)
    • [FCA CF] Client dealing (since 5 Aug 2021)
    • [FCA CF] Manager of certification employee (since 5 Aug 2021)
    • [FCA CF] Material risk taker (since 5 Aug 2021)
  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 19 Oct 2021)
    • [FCA CF] Client dealing (since 19 Oct 2021)
    • [FCA CF] Material risk taker (19 Oct 2021 to 31 Dec 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 15 Apr 2021)
    • [FCA CF] Manager of certification employee (23 Jan 2019 to 15 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (7 Nov 2017 to 15 Apr 2021)
    • [FCA CF] Client dealing (15 Feb 2017 to 15 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Feb 2017 to 4 Apr 2017)
    • CF30 Customer (27 Jan 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 May 2010)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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