Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 23 Mar 2021)
- [FCA CF] Manager of certification employee (since 23 Mar 2021)
- [FCA CF] Material risk taker (since 23 Mar 2021)
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- CF21 Investment Adviser (22 Nov 2004 to 9 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.