Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Jan 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Jan 2021)
    • CF30 Customer (26 Aug 2015 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (18 Feb 2010 to 23 Mar 2012)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (18 Feb 2010 to 23 Mar 2012)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
    • CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.