Bertram James

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 8 Mar 2024)
    • [FCA CF] Client dealing (since 10 Nov 2016)
    • CF30 Customer (12 Jan 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (10 Sep 2021 to 8 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.