Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Gallagher (Administration & Investment) Limited (no longer approved here)

    FRN 115057

    • CF30 Customer (22 Mar 2013 to 16 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.