Bernard Raggett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hammond Raggett & Company Limited

    FRN 194710

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (5 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2006)
    • CF1 Director (1 Dec 2001 to 5 Jul 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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