Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LAWSON & FERN LIMITED (no longer approved here)

    FRN 400805

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2012)
    • CF10 Compliance Oversight (8 Oct 2004 to 30 Sep 2012)
    • CF8 Apportionment and Oversight (8 Oct 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (8 Oct 2004 to 31 Oct 2007)
    • CF1 Director (8 Oct 2004 to 30 Sep 2012)
  • Lawson & Fern (no longer approved here)

    FRN 131394

    • (1)Employed By (1 Oct 1998 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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