Bernard Mooney Mellon

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Avoca Wealth Management Ltd

    FRN 925093

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 27 Nov 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Mar 2022)
    • CF1 Director (AR) (16 Mar 2006 to 8 Mar 2022)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
  • Brian Mellon Wealth Ltd (no longer approved here)

    FRN 682706

    • Employed By (11 Aug 2015 to 18 Feb 2016)
  • Brian Mellon Financial Ltd (no longer approved here)

    FRN 448829

    • Employed By (16 Mar 2006 to 8 Mar 2022)
  • Brian Mellon Financial Services (U431) (no longer approved here)

    FRN 182250

    • Employed By (1 Oct 1998 to 10 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.