Bernard James King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charterhouse Financial Planning Limited

    FRN 449128

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
    • CF1 Director (28 Jul 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jul 2006 to 1 Dec 2008)
    • CF8 Apportionment and Oversight (28 Jul 2006 to 1 Dec 2008)
  • Charterhouse Financial Planning Ltd (no longer approved here)

    FRN 231612

    • Employed By (23 Feb 2004 to 27 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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