Bernard Diringer

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (2 Jul 2020 to 8 Apr 2021)
    • [FCA CF] Client dealing (27 Apr 2020 to 8 Apr 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (9 Nov 2016 to 28 Apr 2020)
    • [FCA CF] Material risk taker (9 Nov 2016 to 28 Apr 2020)
    • CF30 Customer (5 Aug 2008 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (12 Sep 2003 to 22 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.