Bernard David Whitbourn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF1 Director (AR) (6 Dec 2022 to 29 Sep 2023)
    • CF30 Customer (6 Dec 2022 to 29 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (5 Dec 2022 to 5 Oct 2023)
    • [FCA CF] Client dealing (5 Dec 2022 to 14 Jun 2024)
    • [FCA CF] Functions requiring qualifications (5 Dec 2022 to 14 Jun 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 12 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 12 Dec 2022)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 12 Dec 2022)
  • ARW Wealth Managers Ltd (no longer approved here)

    FRN 208314

    • (5)Employed By (1 Dec 2001 to 29 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.