Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomas Penn Partnership Ltd (no longer approved here)

    FRN 475009

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
    • CF1 Director (2 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2008 to 30 Dec 2012)
  • Castlegate Investments (2001) (no longer approved here)

    FRN 176550

    • Employed By (1 Dec 2001 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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