Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sovereign (Financial Services) Limited (no longer approved here)

    FRN 480202

    • CF1 Director (1 Apr 2008 to 16 Sep 2015)
    • CF10 Compliance Oversight (1 Apr 2008 to 16 Sep 2015)
    • CF11 Money Laundering Reporting (1 Apr 2008 to 16 Sep 2015)
    • CF30 Customer (1 Apr 2008 to 31 Dec 2017)
    • CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.