Bernadette Luker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Jones Regan Wealth Management Ltd (no longer approved here)
FRN 484393
- (1)Employed By (14 Jan 2014 to 28 Apr 2017)
Bernadette Hancock (no longer approved here)
FRN 495352
- Employed By (3 Feb 2009 to 13 Nov 2012)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (30 Sep 2008 to 28 Apr 2017)
- CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2005)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.