Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Client dealing (since 22 Apr 2022)
-
- CF30 Customer (26 Nov 2009 to 8 Apr 2011)
-
- CF30 Customer (26 Nov 2009 to 8 Apr 2011)
-
- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Oct 2006 to 20 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.