Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Alternative Investments Limited
FRN 170423
- SMF3 Executive Director (since 6 Apr 2023)
- [FCA CF] Material risk taker (11 Aug 2020 to 6 Apr 2023)
- [FCA CF] Significant management (18 May 2020 to 6 Apr 2023)
-
- [FCA CF] Significant management (14 Sep 2022 to 6 Apr 2023)
- [FCA CF] Material risk taker (21 Feb 2022 to 6 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.