Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2021)
- CF30 Customer (1 Nov 2007 to 1 Jul 2021)
- CF1 Director (AR) (15 Aug 2005 to 1 Jul 2021)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
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- CF1 Director (AR) (26 Nov 2015 to 20 Oct 2016)
- CF30 Customer (26 Nov 2015 to 20 Oct 2016)
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- CF1 Director (AR) (26 Nov 2015 to 1 Jul 2021)
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- (2)Employed By (26 Nov 2015 to 1 Jul 2021)
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- (4)Employed By (15 Aug 2005 to 31 Oct 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.